Specially Designated Nationals And Blocked Persons List (SDN) Human Collectively, such individuals and companies are called "Specially Designated Nationals" or "SDNs." View more information about OFAC's sanctions list search tools. In addition, FinCEN reminds financial institutions of the dangers posed by Russian-related ransomware campaigns. These consolidated files comply with all OFAC's existing data standards. On June 28, 2022, the Financial Crimes Enforcement Network (FinCEN) and the US Department of Commerce's Bureau of Industry and Security (BIS) published a reminding financial institutions to remain vigilant to Russian and Belarusian efforts to circumvent US export control restrictions. Reporting by Rami Ayyub: Editing by Caitlin Webber and Doina Chiacu Our Standards . They raise concerns about what their clients might be doing.. "For over two decades and across five presidential administrations, Andrea Gacki has been the consummate public servant. As part of fulfilling its mission to safeguard the financial system and promote national security, FinCEN, through its Financial Institution Advisory Program, issues public and non-public advisories to financial institutions concerning money laundering or terrorist financing threats and vulnerabilities for the purpose of enabling financial institutions to guard against such threats. In recent days [and weeks], the United States and its key partners and global allies have imposed unprecedented economic pressure on Russia and Belarus. Office of Inspector General (OIG) Treasury Inspector General for Tax Administration (TIGTA) Special Inspector General, Troubled Asset Relief Program (SIGTARP) Report Scams, Fraud, Waste . The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely. Enforcement Actions Under the Bank Secrecy Act (BSA), 31 U.S.C. Sanctions Lists. , "|" (pipe) character delimited primary names on the Consolidated Sanctions List, "|" (pipe) character delimited addresses (links to CONS_PRIM.PIP and CONS_ALT.PIP), "|" (pipe) character delimited alternate (aka) names (links to CONS_ADD.PIP and CONS_PRIM.PIP), "|" (pipe) character delimited "spill over" files containing remarks data that exceeds the 1000 character limit in the CONS_PRIM.PIP file. Sanctions Programs and Country Information | Office of Foreign Assets In the Matter of Oppenheimer & Company, Inc. The 2021 list sets out 8 main AML/CFT priorities, including addressing cybercrime, corruption, foreign and domestic terrorism, fraud, cross-border crimes, drug trafficking, human trafficking, and the profileration of weapons of mass destruction. FinCEN Files - ICIJ Secretary Yellen discussed macroeconomic and financial developments, as well as economic security and supply chain issues. 1010.311 (formerly 31 C.F.R. Address Type Program (s) List Score * U.S. states are abbreviated on the SDN and Non-SDN lists. As part of its enforcement efforts, OFAC publishes a list of individuals and companies owned or controlled by, or acting for or on behalf of, targeted countries. Treasury Sanctions Illicit Fentanyl Network Run by Key Sinaloa Cartel WASHINGTONThe Financial Crimes Enforcement Network (FinCEN) today issued a FinCEN Alert, advising all financial institutions to be vigilant against potential efforts to evade the expansive sanctions and other U.S.-imposed restrictions implemented in connection with the Russian Federations further invasion of Ukraine. OFAC does not provide recommendations with regard to the appropriateness of any specific confidence rating. 5311 et seq., and its implementing regulations at 31 C.F.R. Advisories often contain illicit activity typologies, red flags that facilitate monitoring, and guidance on complying with FinCEN regulations to address those threats and vulnerabilities. Recent Actions | Office of Foreign Assets Control Sanctions List Search will detect certain misspellings or other incorrectly entered text, and will return near, or proximate, matches, based on the confidence rating set by the user via the slider-bar. While theconsolidated sanctions listdata files are not part ofOFAC's list of Specially Designated Nationals and Blocked Persons"the SDN List,"the records in these consolidated filesmay also appear on the SDN List. Many of these could have enabled the circumvention of sanctions. In the Matter of Bethex Federal Credit Union, In the Matter of CG Technology, L.P. f/k/a Cantor G&W (Nevada), L.P. d/b/a Cantor Gaming, In the Matter of Hawaiian Gardens Casino, Inc. d/b/a The Gardens Casino, In the Matter of Sparks Nugget, Inc., d/b/a John Ascuagas Nugget, In the Matter of Kustandy Rayyan D/B/A Thriftway Food Mart, In the Matter of Gibraltar Private Bank and Trust Company. In the Matter of UBS Financial Services Inc. US Government Sanctions More than 100 Russia-Related Parties and The sanctions can be either comprehensive or selective, using the blocking of assets and trade restrictions to accomplish foreign policy and national security goals. In the Matter of Pamrapo Savings Bank, S.L.A. July 11, 2023. Remarks by Under Secretary of Brian E. Nelson at the Financial Crimes 311 Actions FinCEN Exchange in San Antonio Brings Together Public and Private Stakeholders to Combat Fentanyl Trafficking and Human Smuggling 103.29), or for reporting violations for failing to file a currency transaction report (CTR) in violation of 31 C.F.R. OFAC provides a free, online application to enable users to simultaneously search all of its sanctions lists. It also lists individuals, groups, and entities, such as terrorists and narcotics traffickers designated under programs that are not country-specific. Financial institutions are also encouraged to make full use of the information sharing authorities provided by Section 314(b) of the USA PATRIOT Act. A revised agent list must be prepared each January 1 for the immediately preceding twelve (12) month period. PDF OFFICE OF FOREIGN ASSETS CONTROL - United States Secretary of the Treasury Alerts/Advisories/Notices/Bulletins/Fact Sheets This Foreign Sanctions Evaders List ("FSE List") includes persons sanctioned pursuant to E.O. In the Matter of Union Bank of California, N.A. As a result, sanctions evasion may occur through various means, including through currently unsanctioned Russian and Belarusian banks or other financial institutions that retain at least some access to the international financial system. 5 | Office of Foreign Assets Control Treasury Sanctions Illicit Gold Companies Funding Wagner Forces and The Sanctions List Search tool uses approximate string matching to identify possible matches between word or character strings as entered into Sanctions List Search, and any name or name component as it appears on the SDN List and/or the various other sanctions lists. The Bank Secrecy Act and the USA PATRIOT Act, please contact the Financial Crimes Enforcement Network (FinCEN), 1-800-949-2732. . These consolidated files comply with all OFAC's existing data standards. The alert provides examples of red flags to assist in identifying suspected sanctions evasion activity and reminds financial institutions of their reporting obligations under the Bank Secrecy Act. Statement by Secretary of the Treasury Janet L. Yellen on the Home | Office of Foreign Assets Control 1021.320 (formerly 31 C.F.R. Before sharing sensitive information, make sure youre on a federal government site. The request should include your name and name of your organization; the enforcement action and matter number as listed on the index; and a method of sending the document to you (postal address, fax number, or telephone number for arranging pick-up). Sign up for OFAC Recent Actions e-mail updates, A Part of Treasury's Office of Terrorism and, Specially Designated Nationals (SDN) List, Sectoral Sanctions Identification (ns-SSI) List, Palestinian Legislative Council (ns-PLC) List, List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (ns-CAPTA List), Chinese Military-Industrial Complex Companies List (ns-CMIC List), Complete List of Sanctions Programs and Country Information, Specially Designated Nationals List (SDN List), Consolidated Sanctions List (Non-SDN Lists), Sanctions Programs and Country Information, Civil Penalties and Enforcement Information, Counter Narcotics Designations; Counter Narcotics Designations Removals, Balkans-related Designation; Russia-related Designation Update, Issuance of Venezuela-Related General License 40B; Publication of Hostages and Wrongful Detention Sanctions Regulations, OFAC to retire PIP, DEL, and SDALL.ZIP file formats of the sanctions list on or about August 15, 2023, Reminder to file the 2023 Annual Report of Blocked Property, Counter Terrorism Designations Updates; Counter Narcotics Designations Removals; Venezuela-related Designations Removals, Publication of a Joint Fact Sheet on Understanding UK and U.S. Russia-Related Sanctions and the Provision of Humanitarian Assistance, Russia-related Designations and Designation Update; Publication of Africa Gold Advisory, Burma-related Designations and Designation Removal; Issuance of Burma-related General License, Appeal an OFAC designation or other listing. Specially Designated Nationals And Blocked Persons List (SDN) Human Readable SHA-256, SHA-384, and SHA-516 hash values for OFAC list files, Complete Specially Designated NationalsList (in PDF format), Complete Specially Designated Nationals List (in TEXT format). Revised List An official website of the United States government. July 13, 2023 WASHINGTON Today, Secretary of the Treasury Janet L. Yellen announced the appointment of Andrea Gacki as the Director of the Treasury Department's Financial Crimes Enforcement Network (FinCEN). In the Matter of Ameristar Casino Vicksburg, Inc. The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely. Part 103), FinCEN may bring an enforcement action for violations of the reporting, recordkeeping, or other requirements of the BSA. FFIEC BSA/AML Office of Foreign Assets Control - Office of Foreign Information About OFAC's Sanctions List Search Tools, A Part of Treasury's Office of Terrorism and. Federal government websites often end in .gov or .mil. Alerts/Advisories/Notices/Bulletins/Fact Sheets, Suspicious Activity Report (SAR) Advisory Key Terms, In the Matter of The Kingdom Trust Company, In the Matter of A&S World Trading Incorporated, In the Matter of USAA Federal Savings Bank. 14033. Under the Bank Secrecy Act (BSA), 31 U.S.C. In the Matter of Pinnacle Capital Markets, LLC. 103.41). In the future, if OFAC creates a new non-SDN style list, the office willadd the new data associated with that list to these consolidated data files if appropriate. April 6, 2022 List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (CAPTA List). In the Matter of Liberty Bank of New York, In the Matter of the New York Branch of Metropolitan Bank & Trust Company, In the Matter of the Tonkawa Tribe of Oklahoma and Edward E. Street. It also lists individuals, groups, and entities, such as terrorists and narcotics traffickers designated under programs that are not country-specific. FinCEN also takes enforcement actions against money services businesses (MSBs) for failure to register with FinCEN in violation of 31 C.F.R 1022.380 (formerly 31 C.F.R. In the Matter of CommunityBank of Texas, N.A. the list are occasionally licensed by OFAC to transact business with U.S. persons in anticipation of removal from the list or because of foreign policy considerations in unique circumstances. Precious Metals, Inc. Financial Crimes Enforcement Network (FinCEN) Internal Revenue Service (IRS) Office of the Comptroller of the Currency (OCC) U.S. Mint; Inspector General Sites. Information on OFAC sanctions lists program tags and their definitions. Information About OFAC's Sanctions List Search Tools, A Part of Treasury's Office of Terrorism and, Specially Designated Nationals (SDN) List, Sectoral Sanctions Identification (ns-SSI) List, Palestinian Legislative Council (ns-PLC) List, List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (ns-CAPTA List), Chinese Military-Industrial Complex Companies List (ns-CMIC List), Complete List of Sanctions Programs and Country Information, Specially Designated Nationals List (SDN List), Consolidated Sanctions List (Non-SDN Lists), Sanctions Programs and Country Information, Civil Penalties and Enforcement Information, Specially Designated Nationals And Blocked Persons List (SDN) Human Readable Lists. FinCEN has coordinated with federal and state regulators to provide guidance on its AML/CFT priorities. For Technical Support on all Sanctions List products please call 1-800-540-6322 and select Menu Option 8. Specially Designated Nationals (SDN) List, Sectoral Sanctions Identification (ns-SSI) List, Palestinian Legislative Council (ns-PLC) List, List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (ns-CAPTA List), Chinese Military-Industrial Complex Companies List (ns-CMIC List), Complete List of Sanctions Programs and Country Information, Frequently Asked Questions (FAQs) about Sanctions, Civil Penalties and Enforcement Information, Report Blocked and Rejected Transactions to OFAC, I have questions about Cuba-related travel, Appeal an OFAC designation or other listing. Financial institutions may use this information to enhance their Anti-Money Laundering (AML) monitoring systems for more valuable suspicious activity reporting. Compare the complete sanctions list entry with all of the information you have on the matching name in your transaction. A Part of Treasury's Office of Terrorism and, Specially Designated Nationals (SDN) List, Sectoral Sanctions Identification (ns-SSI) List, Palestinian Legislative Council (ns-PLC) List, List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions (ns-CAPTA List), Chinese Military-Industrial Complex Companies List (ns-CMIC List), Complete List of Sanctions Programs and Country Information, Specially Designated Nationals List (SDN List), Consolidated Sanctions List (Non-SDN Lists), Sanctions Programs and Country Information, Civil Penalties and Enforcement Information, frequently asked questions available here, Appeal an OFAC designation or other listing. The Office of Foreign Assets Control ("OFAC") of the US Department of the Treasury administers and enforces economic and trade sanctions based on US foreign policy and national security goals against targeted foreign countries and regimes, terrorists, international narcotics traffickers, those engaged in activities related to the proliferation of weapons of mass destruction, and other threats to the national security, foreign policy or economy of the United States. 14059. Anti-Money Laundering (AML) Source Tool for Broker-Dealers November 8, 2021 FinCEN Updates Ransomware Advisory OFAC Sanctions Two Ransomware Operators and a Virtual Currency Exchange Network for the Kaseya Incident and Laundering Cyber Ransoms How to Search OFAC's Sanctions Lists * U.S. states are abbreviated on the SDN and Non-SDN lists. This consolidated list includes the Foreign Sanctions Evaders List, the Sectoral Sanctions Identifications List, the List of Foreign Financial Institutions Subject to Correspondent Account or Payable-Through Account Sanctions, the Non-SDN Palestinian Legislative Council List, the Non-SDN Menu-Based Sanctions List, and the Non-SDN Communist Chinese Military Companies List. View more information on Treasury's Sanctions Programs. Before sharing sensitive information, make sure youre on a federal government site. 1010.540. . Lessons From The Seven Largest AML Bank Fines In 2021 - Forbes Treasury Taps Sanctions Architect to Lead Financial Crimes Team For example, civil money penalties may be assessed for recordkeeping violations under 31 C.F.R 1010.415 (formerly 31 C.F.R. Read more information about OFAC's Sanctions Programs: OFAC updates its website with alerts and guidance on a regular basis. The use of Sanctions List Search does not limit any criminal or civil liability for any act undertaken as a result of, or in reliance on, such use. The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely. In the Matter of Korea Exchange Bank, New York, New York, In the Matter of Greenville Riverboat, LLC d/b/a Lighthouse Point Casino, In the Matter of Banco Popular de Puerto Rico, In the Matter of Great Eastern Bank of Florida, In the Matter of Rainbow Casino Vicksburg, In the Matter of D & S Check Cashing, Inc. and Michael Rose, In the Matter of Mex Pesos Currency Exchange. The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely. Sanctions List Search has a slider-bar that may be used to set a threshold (i.e., a confidence rating) for the closeness of any potential match returned as a result of a user's search. Federal Register :: Imposition of Special Measure Against Bank of Treasury Continues to Counter Ransomware as Part of Whole-of-Government For more information, please see, XML version of the Consolidated Sanctionslist, @ sign delimited primary names on the Consolidated Sanctions List, @ sign delimited addresses (links to CONS_PRIM.DEL and CONS_ALT.DEL), @ sign delimited alternate (aka) names (links to CONS_ADD.DEL and CONS_PRIM.DEL), @ sign delimited "spill over" files containing remarks data that exceeds the 1000 character limit in the CONS_PRIM.DEL file. In the Matter of Oaks Card Club d/b/a Oaks Club, In the Matter of Desert Palace, Inc. d/b/a Caesars Palace, In the Matter of Lees Snack Shop, Inc. and Hong Ki Yi, In the Matter of Hong Kong Entertainment (Overseas) Investments, Ltd., d/b/a Tinian Dynasty Hotel & Casino, In the Matter of King Mail & Wireless Inc., and Ali Al Duais, In the Matter of Ripple Labs, Inc. XRP Fund II, LLC Attachment A: Statement of Facts and Violations Attachment B: Remedial Framework, In the Matter of Aurora Sunmart Inc. and Jamal Awad, In the Matter of Trump Taj Mahal Casino Resort, In the Matter of First National Community Bank of Dunmore, Pennsylvania, In the Matter of North Dade Community Development Federal Credit Union, In the Matter of Mian, Inc. d/b/a Tower Package Store, In the Matter of New Milenium Cash Exchange, Inc. and Flor Angella Lopez, In the Matter of Saleh H. Adam dba Adam Service. The Determination Pursuant to Section 1 (a) (i) of Executive Order 14068 ("OFAC Gold Ban") applies the prohibitions of EO 14068 "Prohibiting Certain Imports, Exports, and New Investment With Respect to Continued Russian Federation Aggression" (our previous blog regarding EO 14068 can be found here) to gold of Russian origin. An entry often will have, for example, a full name, address, nationality, passport, tax ID or . The FinCEN files are more than 2,500 documents, most of which were files that banks sent to the US authorities between 2000 and 2017. Federal government websites often end in .gov or .mil. These program codes indicate how a true hit on a returned value should be treated. 311 Announcements FinCEN Withdraws Section 311 Actions Against Latvia's VEF Banka Treasury Identifies Lebanese Canadian Bank Sal as a "Primary Money Laundering Concern" Treasury Wields PATRIOT Act Powers to Isolate Two Latvian Banks Fact Sheet Regarding the Treasury Department's Use of Sanctions Authorized Under Section 311 of the USA PATRIOT ACT June 29, 2023 - Sanctions List Updates Publication of a Joint Fact Sheet on Understanding UK and U.S. Russia-Related Sanctions and the Provision of Humanitarian Assistance June 28, 2023 - Regulations and Guidance release of blocked funds). FinCEN Provides Financial Institutions with Red Flags on Potential Russian Sanctions Evasion Attempts, Alerts/Advisories/Notices/Bulletins/Fact Sheets, Suspicious Activity Report (SAR) Advisory Key Terms, Public Posting Notice of Finding of Discrimination, Security and Vulnerability Disclosure Policies (VDP). Where is OFAC's country list?
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